The Argument Of Leviathan
by Michael Oakeshott
Any account worth giving of the argument of Leviathan must be an interpretation; and this account, because it is an interpretation, is not a substitute for the text. Specific comment is avoided; but the implicit comment involved in selection, emphasis, the alteration of the language, and the departure from the order of ideas in the text cannot be avoided.
The nature of man is the predicament of mankind. A knowledge of this nature is to be had from introspection, each man reading himself in order to discern in himself, mankind. Civil philosophy begins with this sort of knowledge of the nature of man.
Man is a creature of sense. He can have nothing in his mind that was not once a sensation. Sensations are movements in the organs of sense which set up consequent movements in the brain; after the stimulus of sense has spent itself, there remain in the mind slowly fading relics of sensations, called images or ideas. Imagination is the consciousness of these images; we imagine what was once in the senses but is there no longer. Memory is the recollection of these images. A man's experience is the whole contents of his memory, the relics of sensations available to him in recollection. And Mental Discourse is images succeeding one another in the mind. This succession may be haphazard or it may be regulated, but it always follows some previous succession of sensations. A typical regulated succession of images is where the image of an effect calls up from memory the image of its cause. Mental discourse becomes Prudence or foresight when, by combining the recollection of the images of associated sensations in the past with the present experience of one of the sensations, we anticipate the appearance of the others. Prudence is natural wisdom. All these together may be called the receptive powers of a man. Their cause is sensation (into the cause of which we need not enquire here), and they are nothing other than movements in the brain.
But, springing from these there is another set of movements in the brain, which may be called comprehensively the active powers of a man; his emotions or passions. These movements are called voluntary to distinguish them from involuntary movements such as the circulation of the blood. Voluntary activity is activity in response to an idea, and therefore it has its beginning in imagination. Its undifferentiated form is called Endeavour, which, when it is towards the image from which it sprang is called Desire or Appetite, and when it is away from its originating image is called Aversion. Love corresponds to Desire; Hate to Aversion. And whatever is the object of a man's desire he calls Good, and whatever he hates he calls Evil. There is, therefore, nothing good or evil as such; for different men desire different things, each calling the object of his desire good, and the same man will, at different times, love and hate the same thing. Pleasure is a movement in the mind that accompanies the image of what is held to be good, pain one that accompanies an image held to be evil. Now, just as the succession of images in the mind is called Mental Discourse (the end of which is Prudence), so the succession of emotions in the mind is called Deliberation, the end of which is Will. While desire and aversion succeed one another without any decision being reached, we are said to be deliberating; when a decision is reached, and desire is concentrated upon some object, we are said to will it. Will is the last desire in deliberating. There can, then, be no final end, no summum bonum, for a man's active powers; human conduct is not teleological, it is concerned with continual success in obtaining those things which a man from time to time desires, and success lies not only in procuring what is desired, but also in the assurance that what will in the future be desired will also be procured. This success is called Felicity, which is a condition of movement, not of rest or tranquillity. The means by which a man may obtain this success are called, comprehensively, his Power; and therefore there is in man a perpetual and restless desire for power, because power is the conditio sine qua non of Felicity.
The receptive and the active powers of man derive directly from the possession of the five senses; the senses are their efficient cause. And since we share our senses with the animals, we share also these powers. Men and beasts do not have the same images and desires; but both alike have imagination and desire. What then, since this does not, differentiates man from beast? Two things: religion and the power of reasoning. Both these are at once natural and artificial: they belong to the nature of man because their generation is in sense and emotion, but they are artificial because they are the products of human mental activity. Religion and reasoning are mankind's natural inheritance of artifice.
The character of reasoning and its generation from the invention of speech has already been described. Here it need only be added that, just as Prudence is the end-product of imagination and Felicity of emotion, so Sapience is the end-product of reasoning; and Sapience is a wealth of general hypothetical conclusions or theorems, found out by reasoning, about the causes and consequences of the names of sensations.
The seed of religion, like that of reasoning, is in the nature of man, though what springs from that seed, a specific set of religious beliefs and practices, is an artifact. The generation of religion is the necessary defect of Prudence, the inexperience of man. Prudence is foresight of a probable future based upon recollection, and insight into a probable cause also based upon recollection. Its immediate emotional effect is to allay anxiety and fear, fear of an unknown cause or consequence. But since its range is necessarily limited, it has the additional effect of increasing man's fear of what lies beyond that limit. Prudence, in restricting the area in the control of fear, increases the fear of what is still to be feared; having some foresight, men are all the more anxious because that foresight is not complete. (Animals, having little or no foresight, suffer only the lesser evil of its absence, not the greater of its limitation.) Religion is the product of mental activity to meet this situation. It springs from prudent fear of what is beyond the power of prudence to find out, and is the worship of what is feared because it is not understood. Its contradictory is Knowledge; its contrary is Superstition, worship springing from fear of what is properly an object of knowledge. The perpetual fear that is the spring of religion seeks an object on which to concentrate itself, and calls that object God. It is true that perseverance in reasoning may reveal the necessity of a First Cause, but so little can be known about it that the attitude of human beings towards it must always be one of worship rather than knowledge. And each man, according to the restriction of his experience and the greatness of his fear, renders to God worship and honour.
The human nature we are considering is the internal structure and powers of the individual man, a structure and powers which would be his even if he were the only example of his species: we are considering the character of the solitary. He lives in the world of his own sensations and imaginations, desires and aversions, prudence, reason, and religion. For his thoughts and actions he is answerable to none but himself. He is conscious of possessing certain powers, and the authority for their exercise lies in nothing but their existence, and that authority is absolute. Consequently, an observer from another world, considering the character of our solitary, would not improperly attribute to him a natural freedom or right of judgement in the exercise of his powers of mind and body for the achievement of the ends given in his nature. In the pursuit of felicity he may make mistakes, in his mental discourse he may commit errors, in his reasoning he may be guilty of absurdity, but a denial of the propriety of the pursuit would be a meaningless denial of the propriety of his character and existence. Further, when our solitary applies his powers of reasoning to find out fit means to attain the ends dictated by his emotional nature, he may, if his reasoning is steady, light upon some general truths or theorems with regard to the probable consequences of his actions. It appears, then, that morally unfettered action (which may be called a man's natural right to exercise his natural powers), and the possibility of formulating general truths about the pursuit of felicity, are corollaries of human nature.
Two further observations may be made. First, in the pursuit of felicity certain habits of mind and action will be found to be specially serviceable, and these are called Virtues. Other habits will hinder the pursuit, and these are called Defects. Defects are misdirected virtues. For example, prudence in general is a virtue, but to be overprudent, to look too far ahead and allow too much care for the future, reduces a man to the condition of Prometheus on the rock (whose achievements by night were devoured by the anxieties of the day), and inhibits the pursuit. And the preeminently inhibiting defect from which human beings may be observed to suffer is Pride. This is the defect of Glory, and its other names are Vanity and Vainglory. Glory, which is exultation in the mind based upon a true estimate of a man's powers to procure felicity, is a useful emotion; it is both the cause and effect of well-grounded confidence. But pride is a man's false estimate of his own powers, and is the forerunner of certain failure. Indeed, so fundamental a defect is pride, that it may be taken as the type of all hindrances to the achievement of felicity. Secondly, it may be observed that death, the involuntary cessation of desire and the pursuit which is the end of desire, is the thing of all others the most hateful; it is the summum malum. And that which men hate they also fear if it is beyond their control. Prudence tells a man that he will die, and by taking thought the prudent man can sometimes avoid death by avoiding its probable occasions, and, so far, the fear of it will be diminished. But death will outdistance the fastest runner; in all its forms it is something to be feared as well as hated. Yet it is to be feared most when it is most beyond the control of prudence: the death to be most greatly feared is that which no foresight can guard against - sudden death. It would appear, then, that Pride is the type of all hindrances to the achievement of felicity, and death the type of all Aversion.
Now, the element of unreality in the argument so far is not that the solitary, whose character we have been considering, is an abstraction and does not exist (he does exist and he is the real individual man), but that he does not exist alone. This fact, that there is more than one of his kind, must now be recognized; we must turn from the nature of man to consider the natural condition of man. And it is at this point that the predicament of mankind becomes apparent; for, apart from mortality, the character of the solitary man presents nothing that could properly be called a predicament.
The existence of others of his kind, and the impossibility of escaping their company, is the first real impediment in the pursuit of felicity; for another man is necessarily a competitor. This is no mere observation, though its effects may be seen by any candid observer; it is a deduction from the nature of felicity. For, whatever appears to a man to belong to his felicity he must strive for with all his powers, and men who strive for the possession of the same object are enemies of one another. Moreover, he who is most successful will have the most enemies and be in the greatest danger. To have built a house and cultivated a garden is to have issued an invitation to all others to take it by force, for it is against the common view of felicity to weary oneself with making what can be acquired by less arduous means. And further, competition does not arise merely when two or more happen to want the same thing, for when a man is among others of his kind his felicity is not absolute but comparative; and since a large part of it comes from a feeling of superiority, of having more than his fellow, the competition is essential, not accidental. There is, at best, a permanent potential enmity between men, "a perpetual contention for Honour, Riches, and Authority." And to make matters worse, each man is so nearly the equal of each other man in power, that superiority of strength (which might set some men above the disadvantage of competition: the possibility of losing) is nothing better than an illusion. The natural condition of man is one of the competition of equals for the things (necessarily scarce because of the desire for superiority) that belong to felicity. But equality of power, bringing with it, not only equality of fear, but also equality of hope, will urge every man to try to outwit his neighbour. And the end is open conflict, a war of all against all, in which the defects of man's character and circumstances make him additionally vulnerable. For, if pride, the excessive estimate of his own powers, hinders a man in choosing the best course when he is alone, it will be the most crippling of all handicaps when played upon by a competitor in the race. And in a company of enemies, death, the summum malum, will be closer than felicity. When a man is among men, pride is more dangerous and death more likely.
But further, the relationship between these self-moved seekers after felicity is complicated by an ambiguity. They are enemies but they also need one another. And this for two reasons: without others there is no recognition of superiority and therefore no notable felicity; and many, perhaps most of the satisfactions which constitute a man's felicity are in the responses he may wring from others. The pursuit of felicity, in respect of a large part of it, is a procedure of bargaining with others in which one seeks what another has got and for which he must offer a satisfaction in return.
The predicament may now be stated precisely. There is a radical conflict between the nature of man and the natural condition of mankind: what the one urges with hope of achievement, the other makes impossible. Man is solitary; would that he were alone. For the sweetness of all he may come by through the efforts of others is made bitter by the price he must pay for it, and it is neither sin nor depravity that creates the predicament; nature itself is the author of his ruin.
But, like the seeds of fire (which were not themselves warm) that Prometheus brought mankind, like the first incipient movements (hardly to be called such) that Lucretius, and after him Hobbes, supposes to precede visible movement, the deliverance lies in the womb of nature. The saviour is not a visitor from another world, nor is it some godlike power of Reason come to create order out of chaos; there is no break either in the situation or in the argument. The remedy of the disease is homeopathic.
The precondition of the deliverance is the recognition of the predicament. Just as, in Christian theory, the repentance of the sinner is the first indispensable step towards forgiveness and salvation, so here, mankind must first purge itself of the illusion called pride. So long as a man is in the grip of this illusion he will hope to succeed tomorrow where he failed today; and the hope is vain. The purging emotion (for it is to emotion that we go to find the beginning of deliverance) is fear of death. This fear illuminates prudence; man is a creature civilized by fear of death. And what is begun in prudence is continued in reasoning; art supplements the gifts of nature.
For, as reasoning may find out truths for the guidance of a man in his pursuit of felicity when he is alone, so it is capable of uncovering similar truths in respect of his competitive endeavour to satisfy his wants. And since what threatens to defeat every attempt to procure felicity in these circumstances is the unconditionally competitive character of the pursuit (or, in a word, war), these truths found out by reason for avoiding this defeat of all by all may properly be called the articles of Peace. Such truths, indeed, have been uncovered, and they are all conditions qualifying the competitive pursuit of felicity which, if they are observed by all, will enhance the certainty, if not the magnitude of the satisfaction of each. They are sometimes called the "laws of nature," but this is a misnomer except in special circumstances (to be considered later) when they are recognized to be the commands of a God or of a civil sovereign. Properly speaking, they are only theorems, the product of reasoning about what conduces to the optimum satisfaction of human wants. And they are fruitless until they are transformed from mere theorems into maxims of human conduct and from maxims into laws; that is, until they are recognized as valid rules of conduct of known jurisdiction, to be subscribed to by all who fall within that jurisdiction and to which penalties for nonsubscription have been annexed and power to enforce them provided. But this transformation also lies within the scope of human art. Such rules of conduct are neither more nor less than the product of an agreement to recognize them as rules, and human beings endowed with the faculty of speech may not only communicate their thoughts to one another but also make agreements; indeed, their association is solely in terms of agreements. In short, moved by fear of ill-success in procuring the satisfaction of their wants, instructed by the conclusions of reasoning about how this ill-success may be mitigated, and endowed with the ability to set these conclusions to work, human beings enjoy the means of escaping from the predicament of mankind.
The substantial conclusions of human reasoning in this matter Hobbes sums up in a maxim: do not that to another, which thou wouldest not have done to thyself. But, more important than this, is its formal message, namely, that where there is a multitude of men each engaged in unconditional competition with the others to procure the satisfaction of his own wants, and of roughly equal power to obtain each what he seeks, they may succeed in their respective endeavours only when its unconditionality is abated. The abrogation of the competition is, of course, impossible; there can be no common or communal felicity to which they might be persuaded to turn their attention. But this race, in which each seeks to come first and is also unavoidably and continuously fearful of not doing so, must have some rules imposed upon it if it is not to run everyone into the ground. And this can be done only in an agreement of those concerned.
Now, in the day-to-day transactions in which human beings seek the satisfaction of their wants this message of reason may often be listened to and acted upon. They make ad hoc agreements about procedures of bargaining, they enter into formal relationships, they even make and accept promises about future actions and often keep them. And although such arrangements cannot increase the magnitude of their felicity they may make its pursuit less chancy. But this abatement of uncertainty is at best marginal and at worst delusive. These ad hoc formal relationships of mutual agreement between assignable persons are evanescent; remotely they may reflect generally accepted theorems about rational conduct, but as rules they are the products of specific and temporary agreements between the persons concerned. And further, they are always liable to be undermined by the substantial relationship of competitive hostility. And even if such agreements contain penalty clauses for the nonobser-vance of the conditions they impose upon the conduct of a transaction, these (in the absence of an independent means of enforcing them) add nothing to the certainty of the sought-for outcome. And this is particularly the case where a promise to respond in the future is made by one who has already received a conditional benefit: the abatement of uncertainty it purports to offer depends upon the expectation of its being fulfilled, that is, upon whether or not it is in the interest of the respondent to keep his promise when the time comes to do so. And this, in Hobbes's view, must always be insufficiently certain for a reasonable man to bank upon it. In short, these ad hoc devices to increase the certainty of the satisfaction of wants, when taken alone, are themselves infected with uncertainty; where there is a present and substantial agreement about mutual interests they may be a convenience, where this is absent they provide merely an illusion of security.
What, then, is lacking here, and what is required for a "constant and lasting" release from the impediments which frustrate the common pursuit of individual felicity, is settled and known rules of conduct and a power sufficient to coerce those who fall within their jurisdiction to observe them. How may this condition of things be imagined to be "caused" or "generated"? First, it can be the effect only of an agreement among the human beings concerned. It is human beings associated in a particular manner, and all human association is by agreement. Secondly, it can be the effect of only a particular kind of agreement; namely, one in which a number of men, neither small nor unmanageably large, associate themselves in terms of a covenant to authorize an Actor to make standing rules to be subscribed to indifferently in all their endeavours to satisfy their wants and to protect the association from the hostile attentions of outsiders, and to endow this Actor with power sufficient to enforce these conditions of conduct and to provide this protection. Or, if this is not the only imaginable cause of the desiderated condition of peace and security, then at least it is a possible cause.
Such a covenant requires careful specification if it is to be shown not itself to inhibit the pursuit of felicity and not to conflict with the alleged characters of those who enter into it. And it is susceptible of various descriptions. It may, in general, be recognized as an agreement of many to submit their wills every one to the will of an Actor in respect of "all those things which concern the common peace and safety." More precisely it may be identified as an agreement in which each participator surrenders his natural right to "govern himself" (or, "to be governed by his own reason") which derives from his natural right to the unconditional pursuit of his own felicity. But if so, the character of this surrender must be specified: it must be not a mere laying down of this right, but a giving up of it to another. The right of each to "govern himself" (that is, to determine the conditions upon which he may pursue his felicity) is transferred to an Actor; that is, to one authorized in the agreement to exercise it. But who must this Actor be? Not a natural person, one among those who covenant to surrender their right to govern themselves, for that would be merely to place the government of their conduct in the hands of one moved only by his appetite to satisfy his own wants. The Actor is an artificial man who represents or "bears the person" of each of those who, by agreeing among themselves to do so, creates him and authorizes all his actions. What is created and authorized in this covenant is an Office which, although it may be occupied by one or by more than one office-holder, remains single and sovereign in all its official actions and utterances. Thus, the condition of peace and security is said to be the effect of "a covenant of every man with every man, in such manner, as if every man should say to every man, I authorize and give up my right of governing myself, to this man, or to this assembly of men, on this condition, that thou give up thy right to him, and authorize all his actions in like manner." Or again, it may be recognized as a covenant in which the covenanters agree among themselves "to confer all their strength and power upon one [artificial] man," thus providing the power to enforce recalcitrants to submit to the will and the judgement of an office-holder authorized to deliberate and to decide upon the conditions to be observed by all in their several adventures in pursuit of felicity. And here it is a covenant not merely to transfer a right (which could notionally be effected in a single once-for-all pronouncement), but to be continuously active in supplying the power required to exercise it - for the Office can have no such resources of its own.
This covenant, then, purports to create an artifact composed of a sovereign Ruler authorized and empowered by covenanters who thereby become "united in one person," transform themselves into Subjects and thus release themselves from the condition of war of all against all. This artifact is called a Commonwealth or civitas.
This is Hobbes's account of the hypothetical efficient cause of civil association. There are refinements I have not mentioned and, no doubt, also, difficulties; but the rest of the civil philosophy consists of an exhibition of this artifact as a system of internal causes and effects, joining where necessary parts of its structure to particular features of the predicament from which it is designed to rescue mankind. This may be conveniently considered under four heads: (1) the constitution of the sovereign authority, (2) the rights and "faculties" of the sovereign authority, (3) the obligations and liberties of subjects, (4) the civil condition.
(1) The recipient of the transferred rights, whatever its constitution, is a single and sovereign authority. But this Office may be occupied by one or by many, and if by more than one either by some or by all. Thus a civil authority may have a monarchical, an aristocratic (or oligarchical), or a democratic constitution. Which it is to be is solely a matter of which is most likely to generate the peace for which civil association is instituted. The advantages of monarchy are obvious. But if the Office is occupied by an assembly of men, this cannot be because such an assembly is more likely to "represent" the variety of opinion among subjects, for a ruler is not the interpreter of the various wants of his subjects but the custodian of their will for peace. However, no kind of constitution is without its defects. Reason gives no conclusive answer, but tells us only that the main consideration is not wise but authoritative rule.
(2) The rights of the occupant of the sovereign office are those which the covenanters confer upon him. They are the right to rule and the right to enjoy the support of those who, in the agreement, have created themselves Subjects. These rights are both limited and unconditional. The covenanters have not surrendered their right to pursue felicity; they have surrendered only their right each to do this unconditionally, or (which is the same thing) on conditions which each decides for himself. But the rights with which they have endowed the sovereign are not retractable, and since he is not himself a party to any agreement he does not "bear their persons" on condition that he observes the terms of an agreement. Nor may any man exclude himself from the condition of Subject, on the grounds that he did not himself assent to the covenant, without declaring himself an "outlaw" and forfeiting the protection of the sovereign. The right to rule is the right to be the sole judge of what is necessary for the peace and security of subjects.
The business of ruling is the exercise of this right. And the most important part of it is to make rules for the conduct of Subjects. In a civitas the sovereign is the sole legislative authority; nothing is law save what he declares to be law, and it is law solely in virtue of that declaration. A law, in Hobbes's understanding of it, is a command, the expression of the Will of the Sovereign. Not every command of the sovereign is law, but only those commands which prescribe a rule of conduct to be subscribed to indifferently by all Subjects.
In general, the contents of civil law corresponds to the theorems which natural reason has uncovered about what conduces to peaceful relationships between human beings. In certain circumstances (with which we are not now concerned) these theorems may properly be called "natural laws" and the legal virtue or validity of the declarations of a civil sovereign may be thought to derive, at least in part, from their correspondence with these "natural laws"; but here the civil sovereign has nothing but theorems of natural reason to guide him and the legal validity of the rules he makes lies solely in their being his commands. In short, in civil association the validity of a law lies neither in the wisdom of the conditions it imposes upon conduct, nor even in its propensity to promote peace, but in its being the command of the sovereign and (although this is obscure) in its being effectively enforced. There may be unnecessary laws and even laws which increase rather than diminish contention, and these are to be deplored, but no valid law can, strictly speaking, be "unjust." "Just" conduct is identifiable only in terms of law and in civil association there is none but civil law. And if, as Hobbes suggests, the law which identifies the conditions upon which a man may rightfully call anything his own and upon which he may recognize the rights of others in this respect is the most important branch of civil law, this is because in each man coming to know what he may call his own and in being protected in his enjoyment of it the most fruitful cause of human contention is abated.
Together with the right to make laws goes the right to interpret them, to administer them, and to punish those who do not observe them. All law requires interpretation; that is, decision about what it means in contingent circumstances. This decision must be authoritative. And, in Hobbes's view, laws lose all their virtue if their observance is not enforced by inescapable penalties. This "faculty" of the civil sovereign is exercised in courts of law presided over by himself or his agents. The sovereign's relationship to civil law is that as its maker he is legibus solutus (having unconditional authority to make or to repeal), but in respect of his judicial office he is bound by the law as it is. He may pardon some offences.
Besides the sole right to make, repeal, interpret, administer, and enforce rules, the sovereign is the judge of what is necessary for the peace and security of his subjects in respect of threats to the association coming from without: the right to negotiate, make war, conclude peace, levy taxes to defray the expenses of war, and raise an army of volunteers of such dimensions as he shall think fit. He has the right to choose his own counsellors and agents, and he is himself the commander-in-chief of such military force as the association disposes.
Lastly, the civil sovereign, although he cannot dictate the beliefs of his subjects, has the right to inspect and to govern all expressions of opinion or doctrine among his subjects (especially those addressed to large audiences) in relation to their propensity to promote or to disrupt the peace of the association. This censorship is not directly concerned with the truth or falsity of the opinions uttered, but "a doctrine repugnant to peace, can no more be true, than peace and concord can be against the law of nature."
It should be noted that the office of Sovereign has no rights of "lordship"; its dominium is solely regale.
(3) Civil Subjects are persons who, in a mutual agreement, have transferred the right of each to govern himself to a sovereign Actor; they have covenanted with one another to authorize all his actions, each to avouch every such action as his own, to submit their judgements and wills to his judgement and will in all that concerns their peace and security, to obey his commands, and to pledge all their strength and power to support the exercise of his authority. Thus, in a mutual agreement, they have each and all undertaken an obligation. Each in agreement with all others has bound himself in advance to a specified course of conduct in relation to one another and in relation to a ruler and his acts of ruling. In what respect may a civil Subject be said to be free?
Freedom means the absence of external impediment to movement; and a man, whose movement is the performance of actions he has willed to perform, is properly said to be free when "in those things, which by his strength and wit he is able to do, [he] is not hindered to do what he has willed to do." Human freedom is a quality of conduct itself, not of will. To find no external stop in doing what he has a will to do is to be a free man.
Cives, however, are subject to artificial impediments which stand in the way of their doing what they wish to do; namely, civil laws and the penalties which attach to not observing them, even the penalty of death, which is a stop to all conduct. They are in a situation of being compelled to do what they may not wish to do. And in this respect their freedom is curtailed.
But, it may be observed, first, that this situation is one of their own choosing; they may have chosen it out of fear of the alternative (the perpetual and unregulated obstruction of their actions by others), but this does not make the covenant any the less a free action. Whatever impediments they suffer on this account have been authorized by themselves. And further, their covenant was an act designed to emancipate them from certain external impediments to the pursuit of felicity, and if it were to be conscientiously observed by all there would be a net gain of freedom; fewer and less disastrous impediments to their willed actions.
More to the point, however, are the following considerations. Civil authority, the regulation of human conduct by law, does not and cannot prescribe the whole of any man's conduct. Apart from the fact that rules can be observed only in choosing to perform actions which they do not themselves prescribe, there is always an area of the conduct of civil Subjects which, on account of the silence of the law, they are free to occupy on their own terms; to do and to forebear each at his own discretion. And the "greatest liberty" of civil subjects derives from the silences of the law. Furthermore, civil subjects enjoy a freedom which Hobbes calls their "true freedom," which derives from the precise form of the covenant; in specifying their obligations the covenant specifies also a freedom. Each covenanter has surrendered his right to govern himself and has undertaken to authorize the actions of the sovereign ruler as if they were his own. The terms of the covenant exclude, and are designed to exclude, any undertaking to surrender rights which cannot be given up without a man risking the loss of all that he designed to protect in making the covenant; that is, his pursuit of felicity and even his life. Thus, the covenanter authorizes the sovereign to arraign him before a court for an alleged breach of the law, but he has no obligation to accuse himself without the assurance of pardon. And although, if convicted, he authorizes the infliction upon himself of the lawful penalty, even the penalty of death, he is not obliged to kill himself or any other man. And it is in the enjoyment of all those rights which he has not surrendered that the "true freedom" of the Subject lies. Finally, although he cannot himself retract the authorization he has given, he retains the right to protect himself and his interests by such strength as he may have if the authorized ruler is no longer able to protect him.
(4) The civil condition is an artifact. And since it is human beings associated in terms of the authorization of the decisions and the actions of a single Sovereign, Hobbes calls it an Artificial Man. It is association articulated in terms of settled and known laws which define the conditions of a "just" relationship between its members. And since "justice," strictly speaking, is a function of having rules which cannot be breached with impunity, and since in default of a civitas there are no rules with penalties annexed to them but only unconditional competition for the satisfaction of wants together with some theorems about how this competition might become more fruitful from which nothing more than general maxims of prudent conduct may be rationally derived, "justice" and the civil condition may be said to be coeval.
But if human beings may find in civil association a condition of "peace" in which the frustrations and anxieties of an unconditional competition between men for the satisfaction of wants are relieved, these are not the only anxieties they suffer and this is not the only "peace" they seek. They are dimly aware of inhabiting a world in which nothing happens without a cause and they think and speak of this world, metaphorically, as the "natural kingdom of God," the first or master cause of all that happens being identified as the will of this God. But they are acutely aware of their ignorance of the efficient causes of occurrences and of their consequent inability to move about this world with confidence, assured of achieving the satisfaction of their wants. They are gnawed by an anxiety, distinguishable from that which arises from their lack of power to compete unconditionally with their fellows, and they seek relief not only in a pax civilis but in a pax dei. They attribute to this God nothing but what is "warranted by natural reason," they acknowledge his power (indeed his omnipotence), they do not (or should not) dishonour him by disputing about his attributes, and they address him in utterances of worship - and all this in a design to ingratiate themselves with what they cannot control and thus abate their anxieties. In the civil condition this worship may be in secret and thus of no concern to the civil sovereign, or by private men in the hearing of others and thus subject to the conditions of civility. But since a civil association is a many joined in the will and authorized actions of a Sovereign authority, it must display this unity in the worship of this God. He is to be recognized and honoured in a public cultus and in utterances and gestures determined by the civil Sovereign. In a civitas the pax dei is an integral part of the pax civilis.
Now, even an attentive reader might be excused if he supposed that the argument of Leviathan would end here. Whatever our opinion of the cogency of the argument, it would appear that what was projected as a civil philosophy had now been fulfilled. But such is not the view of Hobbes. For him it remains to purge the argument of an element of unreality which still disfigures it. And it is not an element of unreality that appears merely at this point; it carries us back to the beginning, to the predicament itself, and to get rid of it requires a readjustment of the entire argument. It will be remembered that one element of unreality in the conception of the condition of nature (that is, in the cause of civil association) was corrected as soon as it appeared; the natural man was recognized to be, though solitary, not alone. But what has remained so far unacknowledged is that the natural man is, not only solitary and not alone, but is also the devotee of a positive religion; the religion attributed to him was something less than he believed. How fundamental an oversight this was we shall see in a moment; but first we may consider the defect in the argument from another standpoint. In the earlier statement, the predicament was fully exhibited in its universal character, but (as Hobbes sees it) the particular form in which it appeared to his time, the peculiar folly of his age, somehow escaped from that generality; and to go back over the argument with this in the forefront of his mind seemed to him a duty that the civil philosopher owed to his readers. The project, then, of the second half of the argument of Leviathan is, by correcting an error in principle, to show more clearly the local and transitory mischief in which the universal predicament of mankind appeared in the seventeenth century. And both in the conception and in the execution of this project, Hobbes reveals, not only his sensitiveness to the exigencies of his time, but also the medieval ancestry of his way of thinking.
The Europe of his day was aware of three positive religions: Christianity, the Jewish religion, and the Moslem. These, in the language of the Middle Ages, were leges, because what distinguished them was the fact that the believer was subject to a law, the law of Christ, of Moses, or of Mahomet. And no traditionalist would quarrel with Hobbes's statement that "religion is not philosophy, but law." The consequence in civil life of the existence of these "laws" was that every believer was subject to two laws - that of his civitas and that of his religion: his allegiance was divided. This is the problem that Hobbes now considers with his accustomed vigour and insight. It was a problem common to all positive religions, but not unnaturally Hobbes's attention is concentrated upon it in relation to Christianity.
The man, then, whose predicament we have to consider is, in addition to everything else, a Christian. And to be a Christian means to acknowledge obligation under the law of God. This is a real obligation, and not merely the shadow of one, because it is a real law - a command expressing the will of God. This law is to be found in the Scriptures. There are men who speak of the results of human reasoning as Natural Laws, but if we are to accept this manner of speaking we must beware of falling into the error of supposing that they are laws because they are rational. The results of natural reasoning are no more than uncertain theorems, general conditional conclusions, unless and until they are transformed into laws by being shown to be the will of some authority. If, in addition to being the deliverance of reasoning, they can be shown to be the will and command of God, then and then only can they properly be called laws, natural or divine; and then and then only can they be said to create obligation. But, as a matter of fact, all the theorems of reasoning with regard to the conduct of men in pursuit of felicity are to be found in the scriptures, laid down as the commands of God. Now, the conclusion of this is, that no proper distinction can be maintained between a Natural or Rational and a Revealed law. All law is revealed in the sense that nothing is law until it is shown to be the command of God by being found in the scriptures. It is true that the scriptures may contain commands not to be discovered by human reasoning and these, in a special sense, may be called revealed; but the theorems of reasoning are laws solely on account of being the commands of God, and therefore their authority is no different from that of the commands not penetrable by the light of reasoning. There is, then, only one law, Natural and Divine; and it is revealed in scripture.
But Scripture is an artifact. It is, in the first place, an arbitrary selection of writings called canonical by the authority that recognized them. And secondly, it is nothing apart from interpretation. Not only does the history of Christianity show that interpretation is necessary and has been various, but any consideration of the nature of knowledge that is not entirely perfunctory must conclude that "no line is possible between what has come to men and their interpretation of what has come to them." Nothing can be more certain than that, if the law of God is revealed in scripture, it is revealed only in an interpretation of scripture. And interpretation is a matter of authority; for, whatever part reasoning may play in the process of interpretation, what determines everything is the decision, whose reasoning shall interpret? And the far-reaching consequences of this decision are at once clear when we consider the importance of the obligations imposed by this law. Whoever has the authority to determine this law has supreme power over the conduct of men, "for every man, if he be in his wits, will in all things yield to that man an absolute obedience, by virtue of whose sentence he believes himself to be either saved or damned."
Now, in the condition of nature there are two possible claimants to this authority to settle and interpret scripture and thus determine the obligations of the Christian man. First, each individual man may claim to exercise this authority on his own behalf. And this claim must at once be admitted. For, if it belongs to a man's natural right to do whatever he deems necessary to procure felicity, it will belong no less to this right to decide what he shall believe to be his obligations under the law natural and divine. In nature every man is "governed by his own reason." But the consequences of this will be only to make more desperate the contentiousness of the condition of nature. There will be as many "laws" called Christian as there are men who call themselves Christian; and what men did formerly by natural right, they will do now on a pretended obligation to God. A man's actions may thus become conscientious, but conscience will be only his own good opinion of his actions. And to the secular war of nature will be added the fierceness of religious dispute. But secondly, the claim to be the authority to settle and interpret the scriptures may be made on behalf of a special spiritual authority, calling itself, for the purpose, a church. And a claim of this sort may be made either by a so-called universal church (when the claim will be to have authority to give an interpretation to be accepted by all Christians everywhere), or by a church whose authority is limited to less than the whole number of Christians. But, whatever the form of the claim, what we have to enquire into is the generation of the authority. Whence could such an authority be derived? We may dispose at once of the suggestion that any spiritual authority holds a divine commission to exercise such a faculty. There is no foundation in history to support such a suggestion; and even if there were, it could not give the necessary ground for the authority. For, such an authority could only come about by a transfer of natural right as a consequence of a covenant; this is the only possible cause of any authority whatever to order men. But we have seen already that a transfer of rights as a consequence of a covenant does not, and could not, generate a special spiritual authority to interpret scripture; it generates infallibly a civil society. A special spiritual authority for settling the law of God and Nature, cannot, then, exist; and where it appears to exist, what really exists is only the natural authority of one man (the proper sphere of which is that man's own life) illegitimately extended to cover the lives of others and masquerading as something more authoritative than it is; in short, a spiritual tyranny.
There is in the condition of nature, where Christians are concerned, a law of nature; and it reposes in the scriptures. But what the commands of this law are no man can say except in regard to himself alone; the public knowledge of this law is confined to the knowledge of its bare existence. So far, then, from the law of nature mitigating the chaos of nature, it accentuates it. To be a "natural" Christian adds a new shadow to the darkness of the predicament of the condition of nature, a shadow that will require for its removal a special provision in the deliverance.
The deliverance from the chaos of the condition of nature as hitherto conceived is by the creation of a civil association or Commonwealth; indeed, the condition of nature is the hypothetical efficient cause of a Commonwealth. And when account is taken of this new factor of chaos, the deliverance must be by the creation of a Christian Commonwealth; that is, a civil association composed of Christian subjects under a Christian sovereign authority. The creation of this requires no new covenant; the natural right of each man to interpret scripture and determine the law of God on his own behalf will be transferred with the rest of his natural right, for it is not a separable part of his general natural right. And the recipient of the transferred right is the artificial, sovereign authority, an authority which is not temporal and spiritual (for, " Temporal and Spiritual government are but two names brought into the world to make men see double, and mistake their lawful sovereign"), but single and supreme. And the association represented in his person is not a state and a church, for a true church (unlike the so-called churches which pretended their claims to be independent spiritual authorities in the condition of nature) is "a company of men professing Christian Religion, united in the person of one Sovereign." It cannot be a rival spiritual authority, setting up canons against laws, a spiritual power against a civil, and determining man's conduct by eternal sanctions, because there is no generation that can be imagined for such an authority and its existence would contradict the end for which society was instituted. And if the Papacy lays claim to such an authority, it can at once be pronounced a claim that any other foreign sovereign might make (for civil associations stand in a condition of nature towards one another), only worse, for the Pope is a sovereign without subjects, a prince without a kingdom: "if a man consider the original of this great Ecclesiastical Dominion, he will easily perceive, that the Papacy, is no other, than the ghost of the deceased Roman Empire, sitting crowned on the grave thereof: For so did the Papacy, start up on a sudden out of the ruins of that great Heathen Power."
It remains to consider what it means to be a Christian sovereign and a Christian subject. The chief right of the sovereign as Christian is the right to settle and interpret scripture and thus determine authoritatively the rules that belong to the Law of God and Nature. Without this right it is impossible for him to perform the functions of his office. For, if he does not possess it, it will be possessed either by no one (and the chaos and war of nature will remain) or by someone else who will then, on account of the preeminent power this right gives, wield a supremacy both illegitimate and destructive of peace. But it is a right giving immense authority, for the laws it determines may be called God's laws, but are in fact the laws of the sovereign. With this right, the sovereign will have the authority to control public worship, a control to be exercised in such a way as to oblige no subject to do or believe anything that might endanger his eternal salvation. He may suppress organized superstition and heresy, because they are destructive of peace; but an inquisition into the private beliefs of his subjects is no part of his right. And, as with other rights of sovereignty, he may delegate his right of religious instruction to agents whom he will choose, or even (if it be for the good of the society) to the Pope; but the authority thus delegated is solely an authority to instruct, to give counsel and advice, and not to coerce. But if the sovereign as Christian has specific rights, he has also obligations. For in the Christian Commonwealth there exists a law to which the sovereign is, in a sense, obliged. What had previously been merely the rational articles of peace, have become (on being determined in scripture) obligatory rules of conduct. The sovereign, of course, has no obligations to his subjects, only functions; but the law of God is to him (though he has made it himself), no less than to his subjects, a command creating an obligation. And iniquity, which in a heathen sovereign could never be more than a failure to observe the conclusions of sound reasoning, in the Christian sovereign becomes a breach of law and therefore a sin, punishable by God.
The subject as Christian has a corresponding extension of his obligation and right. The rule of his religion, as determined by the authoritative interpretation of scripture, creates no new and independent obligations, but provides a new sanction for the observation of all his obligations. The articles of peace are for him no longer merely the conclusions of reasoning legitimately enforced by the sovereign power; they are the laws of God. To observe the covenant he has made with his fellows becomes a religious obligation as well as a piece of prudential wisdom. The freedom of the Christian subject is the silence of the law with regard to his thoughts and beliefs; for if it be the function of the sovereign to suppress controversy, he has no right to interfere with what he cannot in fact control and what if left uncontrolled will not endanger peace. "As for the inward thought and belief of men, which human governors take no notice of (for God only knoweth the heart), they are not voluntary, nor the effect of the laws, but of the unrevealed will and of the power of God; and consequently fall not under obligation." It is a darkly sceptical doctrine upon which Hobbes grounds toleration.
The argument is finished: but let no one mistake it for the book. The skeleton of a masterpiece of philosophical writing has a power and a subtlety, but they are not to be compared with the power and subtlety of the doctrine itself, clothed in the irony and eloquence of a writer such as Hobbes.
End of Leviathan by Michael Oakeshott